Job Role: Risk and Compliance Officer

  • Risk and Compliance Officer

    The interview panel asked detailed questions about KYC/AML regulations, financial reporting, and compliance frameworks. They focused on my understanding of regulatory compliance and internal audits.

    Questions asked during the interview:

    1. How do you ensure compliance with KYC and AML guidelines?
    2. Can you explain how risk assessment is conducted in small finance banks?
    3. What are the key components of an effective internal audit process?
    4. How do you stay updated with changes in banking regulations?
    5. What role does technology play in mitigating financial risks?