Job Role: Regulatory Compliance Officer

  • Regulatory Compliance Officer

    Shriram Finance’s interview was thorough and focused on my knowledge of regulatory compliance in the financial industry. They asked scenario-based questions to gauge how I would handle compliance challenges.
    Questions asked during the interview:

    1. How do you stay updated with the latest financial regulations and compliance standards?
    2. Can you describe a situation where you identified and resolved a compliance issue?
    3. What steps do you take to ensure that documentation and reporting meet regulatory requirements?
    4. How do you manage compliance training for team members?
    5. How do you handle audits and ensure the company passes them successfully?
    6. What measures do you take to prevent fraud and ensure financial security?